Small Firm Briefing: Succession Planning (Duration: 41 minutes) | FINRA.org

Small Firm Briefing: Succession Planning (Duration: 41 minutes)

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by FINRA senior staff to discuss FINRA’s perspective on succession planning and a new tool for small firms to use as a resource when considering succession planning.

Speakers

  • Robert Cook, FINRA President and Chief Executive Officer
  • Sarah Kwak, Associate General Counsel
  • Kayte Toczylowski, Vice President, Member Relations and Education
  • Jante Turner, Senior Advisor & Head of MAP Triage

 

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